Compliance Officer

Location: Melbourne CBD
Job Type: Permanent
Reference: JO-2004-189043
Salary: $80-100K + super + bonus dependent on experience
The opportunity:

An exciting opportunity has arisen for a Compliance Officer to join a leading ASIC licenced Margin Forex and Contracts for Difference provider based in Melbourne CBD. This role will primarily involve managing the implementation and maintenance of a regulatory compliance program, supporting employees with HR practices while gaining exposure to global regulations in a growing company.

The key responsibilities:
  • Act as a point of contact for employees with advice in accordance with the Group's employment policies and practices.  
  • Monitor and supervise group representatives - including reviewing telephone calls/ live chat logs and provide feedback where possible
  • Create and maintain various registers, including regulatory obligations, and breaches and incidents.
  • Manage a broad range of business/people matters including strategic HR planning, conducting training, performance management, employee relations, recruitment, and change management.
  • Assist in the ongoing processes to maintain relevant licenses in multiple jurisdictions, including AFS licence.

What's in it for you?
  • This organisation is a leader in it's field and operates globally.
  • Competitive renumeration and bonus potential.
  • Brand new modern office spaces.
  • Exposure to HR practices and functions.
  • Career development opportunities available.
About You
  • You have worked within the financial services industry within a compliance-based role.
  • Mandarin speaking is advantageous however non-essential.
  • You have strong people skills and love to develop, maintain and foster strong relationships with your key stakeholders.
  • You will be a forward planner, with strong analytical and strategic thinking skills.
If you would like to find out more about this role or have a confidential discussion please APPLY NOW and reach out to Kellie Chehade (03) 9098 7435.