Compliance Manager

Location: Melbourne C B D
Job Type: Permanent
Reference: JO-1810-164281
Salary: Please call Herman Benade | 0390987421
Our client is a rapidly expanding Financial Investments business that has a need for an experienced Compliance Manager. Within this exciting and diverse role, you are assisting the business with management and oversight of the compliance program and liaising with ASIC and AUSTRAC regulatory authorities.

The role will be a key part of the management and oversight of compliance and regulatory requirements as the organisation seek to expand its operations here in Australia.

As the Regulatory Compliance Manager ideally you will have a solid understanding of the regulatory environment governing financial services and good knowledge of local and international Prudential Standards.

Regulatory Compliance Manager Duties will include;
  • Oversight and Management of key transformation across all products with a range of products and services
  • Ensure that the current regulatory framework and Policies and standards reflect ever-increasing changes 
  • Ensure the business is aware of their regulatory obligations
  • Manage dispute resolution cases 
  • Assist in compliance training 
  • Ensure AML/CTF obligations are met 
To be considered for this role you will have: 
  • Previous experience in a Compliance Manager position within a financial services company
  • Extensive exposure to regulatory bodies 
  • Previous experience in a people management position 
  • Previous exposure to dispute resolution
  • A legal background would be highly advantageous but not a requirement 
Some of the career rewards that come with this organization are:
  • Competitive Salary 
  • Career progression with growing organization
  • High performing culture 
Sounds like you call Herman Benade on 0390987421